Regulatory Environment

Regulatory Environment

Ang Pocket Option ay committed sa compliance sa international financial regulations at regulatory standards. Sumusunod kami sa strict regulatory requirements para sa protection ng aming customers at maintenance ng platform integrity.

Regulatory Compliance

Primary Regulator

Ang PO TRADE LTD ay regulated ng:

FMRRC (Financial Market Relations Regulation Center)

  • License: TSRF RU 0395 AA V0219
  • Jurisdiction: Russia
  • Regulatory oversight: Financial markets at trading activities

MISA (Marshall Islands Securities Authority)

  • License: T2022086
  • Jurisdiction: Marshall Islands
  • Regulatory oversight: Securities trading at financial services

Registration Information

  • Company: PO TRADE LTD
  • Registration Number: 2019-00207
  • Registered Address: Rodney Bayside Building, Rodney Bay, Gros-Islet, St. Lucia
  • Jurisdiction: St. Lucia

Regulatory Framework

Compliance Standards

  • International AML/KYC regulations
  • Anti-money laundering procedures
  • Customer protection measures
  • Risk management protocols
  • Regular regulatory reporting

Regulatory Requirements

  1. Capital Adequacy

    • Sufficient capital reserves
    • Risk-based capital requirements
    • Regular capital assessments

  2. Customer Protection

    • Segregated client funds
    • Compensation schemes
    • Dispute resolution procedures
    • Transparent pricing

  3. Operational Requirements

    • Robust IT systems
    • Business continuity plans
    • Internal controls
    • Regular audits

  4. Reporting Obligations

    • Regular regulatory reports
    • Suspicious activity reporting
    • Compliance monitoring
    • Audit requirements

Customer Protection Measures

Fund Protection

  • Segregated client accounts
  • Regular reconciliation
  • Independent custody
  • Insurance coverage

Risk Management

  • Position limits
  • Margin requirements
  • Stop-loss mechanisms
  • Risk monitoring systems

Dispute Resolution

  • Internal complaint procedures
  • External dispute resolution
  • Regulatory oversight
  • Customer compensation

Regulatory Updates

Ongoing Compliance

  • Regular regulatory updates
  • Policy changes implementation
  • Staff training programs
  • System updates

Regulatory Changes

  • Monitoring ng regulatory developments
  • Impact assessment
  • Implementation planning
  • Customer communication

International Standards

Best Practices

  • Financial Action Task Force (FATF) recommendations
  • International Organization of Securities Commissions (IOSCO) standards
  • Basel Committee guidelines
  • Industry best practices

Cross-Border Cooperation

  • International regulatory cooperation
  • Information sharing agreements
  • Mutual recognition arrangements
  • Joint enforcement actions

Regulatory Reporting

Regular Reports

  • Financial statements
  • Compliance reports
  • Risk assessments
  • Audit reports

Special Reports

  • Suspicious activity reports
  • Incident reports
  • Material change notifications
  • Regulatory inquiries response

Customer Information

Regulatory Disclosures

  • Risk warnings
  • Terms at conditions
  • Fee structures
  • Conflict of interest policies

Regulatory Notices

  • Important regulatory updates
  • Policy changes
  • Service modifications
  • Compliance requirements

Contact Information

Para sa regulatory-related questions:

Ang aming regulatory affairs team ay handang tumulong sa inyo sa anumang regulatory-related concerns.

Regular Monitoring

Ang aming regulatory compliance ay continuously monitored at updated para sa adherence sa latest regulatory requirements at industry standards.